# DFTB parameters¶

Most popular DFTB parameter sets are distributed with the AMS package. Other parameter sets can easily be added.

Often parameter files are designed for a specific purpose, which may be different from your application, and therefore may give not the desired accuracy. Note that parameter files coming from different parameter sets are in general not compatible with each other and should not be mixed.

## Available parameter sets¶

### DFTB.org¶

The DFTB implementation shipped by SCM provides the most up-to-date parameter sets available on the DFTB.org website. The following sets are currently shipped:

• 3ob-3-1 (Br, C, Ca, Cl, F, H, I, K, Mg, N, Na, O, P, S, Zn): general purpose set for the DFTB3 method
• mio-1-1 (H, C, N, O, S, P): for bio and organic molecules with SCC-DFTB
• pbc-0-3 (Si, F, O, N, C, H, Fe): for solid and surfaces
• matsci-0-3 (Al, Si, Cu, Na, Ti, Ba): for various compounds in material science

In addition, we ship the following specific purpose parameter sets:

• 3ob-freq: modified 3ob parameters for a better description of vibrational frequencies
• 3ob-hhmod: modified H-H for 3ob (for a better description of H2)
• 3ob-nhmod: modified N-H for 3ob (improves sp3-N proton affinities)
• 3ob-ophyd: modified O-P for 3ob (improves description of pentavalent phosphorus species)
• auorg (Au + mio): for gold-thiolate compounds
• borg (B, H): boron systems (solids and molecules)
• chalc-0-1 (As + mio): for chalcogenide glasses
• halorg (F, Cl, Br, I + mio): for halogens
• hyb-0-1 (Ag, Ga, As, Si + mio): for organic and inorganic hybrid systems
• magsil (Mg, Si, O, H, Mg): for chrisotyle nanotubes
• miomod-hh: contains a modified parameter set for H2
• miomod-nh: contains a modified parameter set fo N-H to improve N-H binding energies
• siband (Si, O, H): electronic parameters for accurate silicon and silicon dioxide band structures
• tiorg-0-1 (Ti + mio): for Ti bulk, TiO2 bulk, TiO2 surfaces, and TiO2 with organic molecules
• trans3d-0-1 (Sc, Ti, Fe, Co, Ni + mio): transition metal elements for biological systems
• znorg-0-1 (Zn + mio): for Zn bulk, ZnO bulk, ZnO surfaces, and ZnO with organic molecules

We recommend to visit the DFTB.org web site for more detailed information about each set. We are committed to shipping all DFTB.org parameter sets in their latest version. If you miss one of the DFTB.org parameter sets in our distribution, please contact us at support@scm.com. Please note that our implementation of DFTB currently does not support parameter sets containing f-functions, such as the “rare” set.

### QUASINANO¶

The QUASINANO2013.1 set of DFTB parameter files available in the AMS package is designed by Mohammad Wahiduzzaman et al. contains parameters for a large part of the periodic table (no f-elements). Note that the QUASINANO2013.1 set only contains the electronic part of the interaction, so that only the spectrum for a given geometry can be calculated, but no total energy, and thus also no forces. These parameters can be used in TD-DFTB calculations, for example.

The QUASINANO2015 parameter set extends the QUASINANO2013.1 parameter set, and includes terms that are needed to compute the total energy and its gradient.

### Dresden¶

The so called Dresden set of DFTB parameter files available in the AMS package were designed by J. Frenzel, A.F. Oliveira, N. Jardillier, T. Heine, and G. Seifert, mainly at the Technische Universität in Dresden, Germany, see also some additional information about the generation of these parameter files. These parameter files are kept in the directory \$ADFHOME/atomicdata/DFTB/Dresden.

## Files in the resources directory¶

This section contains a technical description of all the files and their formats which together constitute a DFTB parameter set. The parameter sets distributed with the AMS package are ready to be used out-of-the box, and no knowledge about their format should be necessary to run DFTB calculations. However, users who want to use their own DFTB parameters with our implementation, will need to package them in a way that is understood by it.

DFTB parameter sets in the AMS package have up to four components: The Slater-Koster files, the metainfo.yaml file and the optionally some additional .yaml files as well as binary .rkf files containing the basis functions.

### Slater-Koster files¶

Most of the data consituting a DFTB parameter set is contained in the so called Slater-Koster files. These are typically text files with the file extension .skf. For legal reasons, some parameter sets that are shipped with AMS the Slater-Koster files are encrypted though, in which case their file extension is .ske.

There is generally a Slater-Koster file per pair of elements supported by the parameter set, e.g. for a set supporting the four elements C,H,O,N there will be 16 Slater-Koster files in total. The Slater-Koster file names contain the symbols of the elements, e.g. C-H.skf, H-O.skf and C-C.skf. Note that files for both element orders, e.g. C-H.skf and H-C.skf, are needed and differ in general. The Slater-Koster files contain the matrix elements of the Hamiltonian operator and the overlap between between basis functions centered on two atoms, tabulated for different distances. They also contain a description of a repulsive potential between the two atoms. Furthermore the one element Slater-Koster files (like H-H.skf and C-C.skf) contain some information about the individual atom, e.g. orbital energies of the atomic orbitals. A detailed description of the Slater-Koster file format can be found at DFTB.org.

### The metainfo.yaml file¶

There should be a file named metainfo.yaml in each resources directory (see ResourcesDir), for example DFTB.org/3ob-3-1/metainfo.yaml. The file is in accordance with the YAML syntax convention. In older versions of AMS this file was optional and its format was slightly different. Starting with the 2017 release of ADF/AMS, the metainfo.yaml file is required to use a parameter set.

The following entries metainfo.yaml specify the capabilities of the parameter set:

format: txt|txtn|txtq
Specifies which format is used for the Slater-Koster files of the parameter set. Use txt for normal text files with extension .skf. txtq is used for the encrypted Slater-Koster files from the QUASINANO parameter sets. Encrypted Slater-Koster files have the extension .ske. If the format entry is not there, normal (unencrypted) text files are assumed.
supports: [dftb0, scc-dftb, dftb3] (or old aliases: [ noscc, scc, thirdorder ])
A comma-separated list of model Hamiltonians for which the parameter set can be used. If the parameter set only supports a single model Hamiltonian, the enclosing [ ] can be dropped. This entry is mandatory. Without it, DFTB will refuse to use the parameter set.
repulsion: no|partial|yes
Specifies whether the parameter set has repulsive potentials for all pairs of elements. Parameter sets that do not have repulsive potentials (e.g. QUASINANO2013.1) can not be used in geometry optimizations, molecular dynamics or frequency calculations. Howver, they can still be used in single point calculations, e.g. for UV/Vis absorption spectra of molecules or band structures of solids. Some parameter sets (e.g. DFTB.org/halorg-0-1) have most, but not quite all repulsive potentials. If repulsion is set to partial, DFTB will allow calculations with run-types normally requiring repulsive potentials and will only print a warning about which pairs are missing. It is then the user’s responsibility to ensure that element pairs for which the repulsion is missing do not get too close during the calculation. If the repulsion entry is not found, DFTB will assume that there are repulsive potentials for all element pairs.
spin_polarization: no|yes
Whether the parameter set supports unrestricted calculations. The default value is no.
orbital_dependence: [ noldep, ldep ]
Whether the parameter set supports an atomic and/or shell-resolved SCC cycle. If only one of the two is supported, the enclosing [ ] can be dropped and the default_orbital_dependence entry (see below) does not need to be specified. If the orbital_dependence key is not found, DFTB assumes that the parameter set only supports atomic SCC cycles.
default_orbital_dependence: noldep|ldep
The default mode for the SCC cycle.
dispersion: [ uff, ulg, d2, d3-bj ]
A comma-separated list of London dispersion corrections supported by the parameter set. If only one method is supported, the enclosing [ ] can be dropped and the default_dispersion entry (see below) does not need to be specified.
default_dispersion: uff|ulg|d2|d3-bj
The default dispersion method to be used if the user enables dispersion but does not specify a method explicitly. If the default_dispersion entry is not found and more than one method is supported according to dispersion entry, no dispersion correction will be used by default. The user then has to select a dispersion method explicitly in the input file.

In addition to specifying the parameter set’s capabilities, the metainfo.yaml file should also contain references to the scientific publication describing the parameter set:

url: http://www.scm.com

reference: |
M. Wahiduzzaman, A. F. Oliveira, P. Philipsen, L. Zhechkov, E. van Lenthe, H. Witek, T. Heine
"DFTB Parameters for the Periodic Table: Part 1, Electronic Structure",
J. Chem. Theory Comput., 9, 2013, 4006-4017, DOI: 10.1021/ct4004959

short_reference: J. Chem. Theory Comput., 9, 2013, 4006-4017


All these entries are optional and at the moment only the reference entry is read by DFTB (and reproduced verbatim in its output). Note that the pipe symbol | is necessary to start a multiline entry (with preserved line breaks) and that the following lines have to be indented by at least one space.

The Slater-Koster file format is relatively old and very inflexible. Over the years extensions of the DFTB method (e.g. spin-polarization, DFTB3, dispersion corrections) have been developed that require parameters which do not have a place in the Slater-Koster files. In the AMS implementation of DFTB, these parameters are stored in additional .yaml files in the resources directory of the parameter set: The additional_parameters.yaml file as well as per element .yaml files, e.g. H.yaml and C.yaml.

The additional_parameters.yaml file contains anything that applies to the entire parameter set and does not depend on the individual elements. At the moment this is:

grimme_d3bj_params: s6 s8 a1 a2
The fitting parameters for Grimme’s D3-BJ dispersion correction. This entry is mandatory if the metainfo.yaml file lists D3-BJ as a supported dispersion correction methods.
zeta_Hcorr: zeta
A single number zeta used in the HX-damping usually applied in DFTB3 calculations.

The per element .yaml files may contain the following entries:

hubbard: U_atom
The atomic Hubbard parameter used in a normal, atomic SCC cycle is specified in the element’s .yaml file as the hubbard entry. It is quite surprising that such a commonly used parameter does not have its place in the Slater-Koster files, which only hold the shell-dependent Hubbard parameters. For atomic SCC cycles it is common practice to use the Hubbard parameter of the s-shell as the atomic Hubbard parameter, even though the two values are not strictly related. For consistency with other DFTB implementations, AMS DFTB will do the same if the atomic Hubbard parameter is not found in the element’s .yaml file. However, it will also notify the user about this potentially questionable behavior.
hubbard_derivative: dUdq
The derivative of the the atomic hubbard parameter with respect to the atomic charge. This is information is required to perform DFTB3 calculations.
magnetic_hubbard and magnetic_hubbard_ldep

The magnetic Hubbard parameters (often abbreviated W in the literature). These are required for unrestricted calculations and TD-DFTB singlet-triplet excitations. Depending on whether the parameter set allows atomic and/or shell resolved SCC cycles, the magnetic Hubbard parameter is given as a single number and/or a small matrix:

magnetic_hubbard: W_atom

magnetic_hubbard_ldep: >
W_ss  W_sp
W_ps  W_pp


The size of the matrix is determined by the number of basis functions on the element. Note that the > is essential to start a multiline entry (in which line breaks are ignored).

### Basis function information in .rkf files¶

The QUASINANO parameter sets additionally have per element .rkf files in the resources directory, e.g. H.rkf and C.rkf. These binary files, which can be opened in the GUI with KFBrowser, contain information about the basis functions used to calculate the matrix elements in the Slater-Koster files. While this information is not needed to perform the DFTB calculation itself, it is used by the GUI in order to visualize properties like molecular orbitals or densities.